by Dan Woodruff | Apr 26, 2018 | Business Owner, Getting Divorced, High Income, Illness & personal injury, Managing another person's assets, Planning Your Inheritance, Professional connections, Prudent saver, Receiving Inheritance, Retirement
CONTINUING ACCOUNT OF A DECEASED INVESTOR Since April 2018 the rules have changed on how ISAs can be passed on to spouses and civil partners on death. The rules allow for a continuing account of a deceased investor (CADI). These changes improve the rules on Additional...
by Dan Woodruff | Feb 6, 2018 | Business Owner, Financial planning, Getting Divorced, High Income, Illness & personal injury, Managing another person's assets, Planning Your Inheritance, Professional connections, Prudent saver, Receiving Inheritance, Retirement
STOCK MARKET CORRECTIONS Today, the media has been full of news of a dramatic fall in stock markets around the world with one measure of the US S&P 500 stock market falling by 4.6% in one day. The drama could lead you to believe that you should start selling your...
by Dan Woodruff | Dec 10, 2012 | Professional connections
SOLICITORS REFERRALS TO FINANCIAL ADVISERS Last week the Solicitors Regulation Authority (SRA) announced that after its recent consultation, it would now permit solicitors to make referrals to restricted financial advisers. This is a change to the previous stance...
by Dan Woodruff | Jul 11, 2012 | Professional connections
SRA CONSULTATION ON CHANGES TO FINANCIAL ADVISER REFERRALS This article examines the SRA’s consultation on changes to your code of conduct and how this will impact on how you can continue to give referrals to financial advisers after the Retail Distribution...
by Dan Woodruff | Jul 11, 2012 | Professional connections
NEW ICAEW CODE OF ETHICS AND REFERRALS TO FINANCIAL ADVISERS This article examines the proposed changes to the ICAEW code of ethics and how this will impact on accountants’ referrals to financial advisers after the Retail Distribution review takes effect from...
by Dan Woodruff | Feb 16, 2011 | Professional connections
FINANCIAL PLANNING AND SOLICITORS - CHOOSE A QUALITY FIRM, NOT A TIED ADVISER If you are a solicitor you may be aware of the Solicitor Regulation Authority (SRA) rules that referrals should only be made to independent financial advisers. It seems that despite this,...
